DO
Daniel P. O'halloran
CHICAGO CAPITAL MANAGEMENT ADVISORS
LISLE, IL 60532
Some features on this profile are disabled
CRD#: 1391521
DO
Professional summary
Daniel Patrick O'halloran, who also goes by Daniel Patrick Ohalloran, is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Lisle, Illinois and AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC. located in Chicago, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Patrick Ohalloran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KANDO PARTNERS INC.- NON-OPERATIONAL;
CHICAGO BUSINESS MANAGERS LLC;
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC.- REGISTERED INVESTMENT ADVISORY. RIA;
FIXED INSURANCE;
UPWARD FOUNDATION - NON FOR PROFIT ORGANIZATION LESS THAN 1 HOUR NO COMPENSATION
American Trust Insurance Group, Inc.
American Trust Investment Advisory Group.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Patrick O'halloran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2004 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Office #1: 4722 Main Street, Lisle, IL 60532Office #2: 4722 Main Street, Lisle, IL 60532RIA
CRD#: 123483
LISLE, IL
Current
February 4, 2019 - Present
AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.
Office #1: 230 W. Monroe Suite 845, Chicago, IL 60606Office #2: 230 West Monroe Street Suite 300, Chicago, IL 60606RIA
CRD#: 299547
Chicago, IL
Current
August 9, 2023 - Present
ASSET STRATEGIES, INC
Office #1: 4722 Main St., Lisle, IL 60532RIA
CRD#: 104512
Lisle, IL
Current
January 7, 2015 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 230 W. Monroe Suite 300, Chicago, IL 60606Office #2: 4722 Main Street, Lisle, IL 60532Office #3: 1244 119th Street, Whiting, IN 46394BD
CRD#: 3001
Chicago, IL
Past
July 21, 2023 - December 31, 2024
ASSET STRATEGIES, INC
RIA
CRD#: 104512
LISLE, IL
Past
February 10, 2015 - April 1, 2019
AMERICAN TRUST INVESTMENT SERVICES, INC.
RIA
CRD#: 3001
WHITING, IN
Past
January 9, 2006 - December 31, 2014
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
RIA
CRD#: 109701
ELMHURST, IL
Past
November 20, 2000 - December 31, 2014
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
LISLE, IL
Past
October 11, 1990 - November 16, 2000
BARRON CHASE SECURITIES, INC.
BD
CRD#: 18969
BOCA RATON, FL
Past
June 4, 1990 - June 25, 1992
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Past
November 8, 1988 - May 24, 1990
B C FINANCIAL CORPORATION
BD
CRD#: 13460
Past
July 24, 1985 - November 5, 1988
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2020)
RR
Arizona(4/1/2020)
RR
Arkansas(11/2/2020)
RR
California(1/14/2020)
RR
Colorado(1/10/2020)
RR
Connecticut(1/31/2023)
RR
District of Columbia(2/6/2023)
RR
Florida(1/12/2015)
IAR
Florida(8/9/2023)
RR
Georgia(1/8/2020)
IAR
Georgia(4/30/2025)
RR
Idaho(1/9/2020)
IAR
Illinois(12/7/2004)
RR
Illinois(1/9/2020)
IAR
Indiana(2/14/2019)
RR
Indiana(1/10/2020)
RR
Kansas(7/17/2020)
RR
Kentucky(1/6/2020)
RR
Louisiana(2/6/2023)
IAR
Louisiana(2/20/2023)
RR
Maine(10/7/2021)
RR
Maryland(10/26/2021)
RR
Massachusetts(5/4/2020)
RR
Michigan(1/9/2020)
RR
Minnesota(1/10/2020)
RR
Missouri(8/23/2021)
RR
Nebraska(5/6/2020)
RR
Nevada(8/13/2021)
RR
New Jersey(3/3/2020)
RR
New Mexico(8/31/2021)
RR
New York(1/24/2020)
IAR
New York(9/12/2025)
RR
North Carolina(1/14/2020)
RR
Ohio(1/6/2020)
IAR
Ohio(1/30/2025)
RR
Oklahoma(1/13/2025)
RR
Pennsylvania(2/9/2022)
RR
Puerto Rico(11/8/2021)
RR
South Carolina(4/26/2021)
RR
South Dakota(1/16/2020)
RR
Tennessee(10/29/2021)
RR
Texas(1/6/2020)
IAR
Texas(12/19/2022)
RR
Utah(1/24/2020)
RR
Vermont(3/26/2020)
RR
Virginia(5/7/2020)
RR
Washington(1/22/2020)
RR
West Virginia(2/19/2020)
RR
Wisconsin(2/18/2020)
IAR
Wisconsin(7/13/2020)
RR
Wyoming(2/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
