Joseph C. Gilliland

GILLILAND JETER WEALTH MANAGEMENT

Little Rock, AR 72207

Some features on this profile are disabled

CRD#: 1391475

Professional summary

Joseph Clayton Gilliland, who also goes by Clay Clayton Gilliland, Clay Gilliland, is a registered financial advisor currently at GILLILAND JETER WEALTH MANAGEMENT, LLC located in Little Rock, Arkansas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Clayton Gilliland | Clay Gilliland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Subiaco Abbey and Academy; Address: Subiaco, AR, United States; Activity Type: Board Member, Board Subcommittee Member; Position/Title: Member of the Finance/Investment Committee; Investment Related: Yes; Start Date: 05/15/2020; Hours per month devoted to this business: 0-1 hour; Hours per month devoted to this business during trading hours: 0-1 hour; Description of duties: Mr. Gilliland is a member of the Foundation Board that oversees Subiaco's endowments and other capital. In this role, he helps review the performance of a third-party discretionary money manager but does not advise about individual investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Clayton Gilliland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

GILLILAND JETER WEALTH MANAGEMENT, LLC

Office #1: 5619 R Street, Little Rock, AR 72207

RIA

CRD#: 324403

Little Rock, AR

Past

February 27, 2009 - April 13, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

LITTLE ROCK, AR

Past

February 27, 2009 - April 13, 2023

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

LITTLE ROCK, AR

Past

May 3, 2002 - March 23, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LITTLE ROCK, AR

Past

May 3, 2002 - March 23, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LITTLE ROCK, AR

Past

January 16, 1991 - May 16, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LITTLE ROCK, AR

Past

August 21, 1985 - May 16, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GILLILAND JETER WEALTH MANAGEMENT, LLC

CRD#: 324403 / SEC#: 801-127199

RIA

Registered Investment Advisory firm - (1/17/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(4/3/2023)

IAR

Texas
(6/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Current Firm

GILLILAND JETER WEALTH MANAGEMENT, LLC

CRD#: 324403 / SEC#: 801-127199

RIA

Registered Investment Advisory firm - (1/17/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5619 R Street, Little Rock, AR 72207

Mailing Address

Phone number

(501) 902-4951

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GILLILAND JETER WEALTH MANAGEMENT FORM ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	892
AUM (Assets Under Management)	$ 505,337,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Chad Carlson

LPL FINANCIAL LLC

IAR

Little Rock, AR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph C. Gilliland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Clayton Gilliland's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GILLILAND JETER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/1994

Series 63

Date: 9/18/1985

SIE

Date: 10/1/2018

Series 31

Date: 5/17/2004

Series 7

Date: 8/17/1985

Current Firm

GILLILAND JETER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GILLILAND JETER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors