John E. Williams

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CRD#: 1391467

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Eurchel Williams, who also goes by Johnnie Eurchel Williams, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Johnnie Eurchel Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2019 - December 3, 2020

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

October 16, 2006 - February 8, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

FORT WORTH, TX

Past

October 16, 2006 - February 8, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

FORT WORTH, TX

Past

March 13, 2006 - October 2, 2006

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

March 9, 2006 - October 2, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 18, 2003 - March 3, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

FT. WORTH, TX

Past

March 18, 2003 - March 3, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

FORT WORTH, TX

Past

March 18, 2003 - March 3, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

FT. WORTH, TX

Past

May 9, 2001 - March 12, 2003

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FT. WORTH, TX

Past

May 9, 2001 - March 12, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

September 13, 1985 - March 9, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/4/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/24/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/10/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/1998

General Securities Principal Examination

Current Firm

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

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Contact information

Main Address

3131 Turtle Creek Suite 1300, Dallas, TX 75219

Mailing Address

Phone number

(214) 360-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUE NORTH ADVISORS, LLC DISCLOSURE BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	4,317
AUM (Assets Under Management)	$ 4,478,245,158

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John E. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TRUE NORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2001

Series 63

Date: 10/16/1985

Series 7

Date: 9/4/1998

Series 22

Date: 1/24/1986

Series 6

Date: 9/12/1985

Series 51

Date: 6/10/2006

Series 24

Date: 11/9/1998

Current Firm

TRUE NORTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE NORTH ADVISORS, LLC

TRUST BUT VERIFY

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