JG
Jeffrey M. Gater
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CRD#: 1391181
JG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Morris Gater, who also goes by Jeff Gater, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeff Gater
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JEFF GATER ART POSITION: Owner/Principal Artist NATURE: Firm sells fine art pieces in the form of paintings, photography and related items such as prints. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2013 ADDRESS: 17281 Front Beach Rd, Unit 401, Panama City Beach FL 32413, United States DESCRIPTION: Duties include creating and selling individual art items, paintings, photography and prints, etc. CONDO RENTAL POSITION: Owners NATURE: We are purchasing an ocean front condominium which will be made available at various times for vacation rental. Actual physical processing of reservations, collection of rents and fees, maintenance, cleaning, etc. will be performed for a fee by an onsite professional property management company associated with the condo homeowner's association. Our personalinvolvement will be primarily payment of HOA and facility dues, property taxes, and insurance, along with payment of certain maintenance costs as they arise,and receiving net rental fees and income from the property management company. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2021 ADDRESS: 7205 Thomas Drive, Unit 103, Panama City Beach FL 32408, United States DESCRIPTION: We are purchasing an ocean front condominium which will be made available at various times for vacation rental. Actual physical processing of reservations, collection of rents and fees, maintenance, cleaning, etc. will be performed for a fee by an onsite professional property management company associated with the condo homeowner's association. Our personalinvolvement will be primarily payment of HOA and facility dues, property taxes, and insurance, along with payment of certain maintenance costs as they arise,and receiving net rental fees andincome from the property management company. JEFF GATER ART POSITION: Owner/Principal Artist NATURE: Firm sells fine art pieces in the form of paintings, photography and related items such as prints. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2013 ADDRESS: 7205 Thomas Dr, Unit A103, Panama City Beach FL 32408, United States DESCRIPTION: Duties include creating and selling individual art items, paintings, photography and prints, etc. CONDO RENTAL POSITION: Owners NATURE: We own an ocean front condominium which may be made available at various times for vacation rental. Actual physical processing of reservations, collection of rents and fees, maintenance, cleaning, etc. are performed for a fee by an onsite professional property management company associated with the condo homeowner's association. Our personalinvolvement is primarily payment of HOA and facility dues, property taxes, and insurance, along with payment of certain maintenance costs as they arise,and receiving net rental fees and income from the property management company. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2021 ADDRESS: 7205 Thomas Drive, Unit A103, Panama City Beach FL 32408, United States DESCRIPTION: We own an ocean front condominium which may be made available at various times for vacation rental. Actual physical processing of reservations, collection of rents and fees, maintenance, cleaning, etc. are performed for a fee by an onsite professional property management company associated with the condo homeowner's association. Our personalinvolvement is primarily payment of HOA and facility dues, property taxes, and insurance, along with payment of certain maintenance costs as they arise,and receiving net rental fees andincome from the property management company.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 7, 2019 - May 6, 2025
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Panama City, FL
Past
May 8, 2019 - May 6, 2025
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
PANAMA CITY, FL
Past
October 10, 2011 - June 29, 2017
ENVOY SECURITIES, LLC
BD
CRD#: 132719
COLORADO SPRINGS, CO
Past
September 22, 2011 - May 14, 2019
PRIOR ENVOY ADVISORY, INC.
RIA
CRD#: 157461
COLORADO SPRINGS, CO
Past
January 3, 2008 - September 2, 2011
LINCOLN INVESTMENT
RIA
CRD#: 519
COLORADO SPRINGS, CO
Past
October 3, 2007 - September 2, 2011
LINCOLN INVESTMENT
BD
CRD#: 519
COLORADO SPRINGS, CO
Past
July 17, 2006 - May 21, 2007
ADVISORS ASSET MANAGEMENT, INC.
RIA
CRD#: 46727
MONUMENT, CO
Past
July 17, 2006 - May 21, 2007
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
MONUMENT, CO
Past
August 5, 2003 - July 19, 2006
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
COLORADO SPRINGS, CO
Past
April 24, 1996 - July 19, 2006
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
COLORADO SPRINGS, CO
Past
November 19, 1990 - January 27, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 19, 1990 - January 27, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
July 24, 1985 - November 19, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
