Brent A. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Alan Martin was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1985. Brent had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2003 - March 28, 2012
AUSTIN CAPITAL MANAGEMENT LTD
July 17, 1995 - January 19, 1999
TEJAS SECURITIES GROUP, INC.
November 9, 1994 - July 19, 1995
APS FINANCIAL CORPORATION
July 24, 1989 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
November 4, 1988 - May 20, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 24, 1988 - December 1, 1988
LEHMAN BROTHERS INC.
August 4, 1987 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
August 27, 1985 - November 21, 1994
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUSTIN CAPITAL MANAGEMENT LTD
CRD#: 108624 / SEC#: 801-54988
Contact information
Documents
Red Flags
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