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MT

Melinda Rose Trocano

CRD# 1391142·Registered 1995 - 2004
Previously Registered: Being a previously registered professional could mean that Melinda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melinda Rose Trocano, who also goes by Melinda Rose Stibora, was a registered financial advisor. Melinda was a previously registered financial professional and started their career in finance 1995 - 2004. Melinda had worked at 4 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Melinda Rose Stibora

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ACORDIA SECURITIES, INC.·CRD# 34633
BD
Cincinnati, OH
September 29, 2003 - December 15, 2004
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 10, 2000 - March 14, 2002
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - October 19, 2000
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
August 1, 1995 - July 1, 1998

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Current Firm

AS
ACORDIA SECURITIES, INC.

ACORDIA RAUH SECURITIES CORPORATION | ACORDIA SECURITIES, INC. | ACORDIA SECURITIES OF OHIO, INC.

CRD#: 34633 / SEC#: 8-46305
BD
Terminated by SEC on 02/13/2005

Contact Information

Established

Ohio since 07/01/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ACORDIA, INC.SHAREHOLDER—
GEIS, MARK GERARDASSISTANT TREASURER4573679
GRECO, ROBERT MARIOSECRETARY4592386
VERSCHOOR, SUSAN SPALLERPRESIDENT/CHIEF COMPLIANCE OFFICER4492794
WILSON, PAUL FRANKLINPRINCIPAL2123033

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MT
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