Clarence A. Hester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Abraham Hester, who also goes by C Hester, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1985. Clarence had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1998 - December 10, 1999
OGILVIE SECURITY ADVISORS CORPORATION
October 3, 1996 - August 3, 1998
LOCUST STREET SECURITIES, INC.
February 24, 1994 - March 11, 1996
SECURIAN FINANCIAL SERVICES, INC.
January 22, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 22, 1990 - March 9, 1994
PRUCO SECURITIES, LLC.
September 26, 1986 - December 3, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 3, 1985 - October 15, 1986
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OGILVIE SECURITY ADVISORS CORPORATION
CRD#: 10105 / SEC#: 801-44573, 8-26505
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
