Geoffrey P. Lutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Peter Lutz, who also goes by Geoffrey P Lutz, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1993. Geoffrey had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - July 1, 2020
CERES SECURITIES, LLC
May 6, 2011 - August 30, 2016
MESIROW FINANCIAL, INC.
November 12, 2009 - November 30, 2010
AUSDAL FINANCIAL PARTNERS, INC.
May 2, 2005 - January 4, 2008
AMG DISTRIBUTORS, INC.
September 18, 1995 - May 2, 2005
FUNDS DISTRIBUTOR, LLC
December 14, 1993 - September 21, 1995
MESIROW FINANCIAL, INC.
January 6, 1993 - January 1, 1994
MESIROW INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERES SECURITIES, LLC
CRD#: 269903 / SEC#: , 8-69637
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CERES PARTNERS, LLC | MEMBER | |
| SCHOOLEY, TAMARA LYNDSEY | PRESIDENT, MANAGING DIRECTOR, CCO | 6771423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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