Dennis W. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis William Ryan, who also goes by Dennie William Ryan, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1985. Dennis had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - June 15, 2015
OLSON, CROSS & ALAMO LLC
January 27, 2009 - April 20, 2011
BROOKVILLE CAPITAL PARTNERS
October 24, 2008 - November 17, 2008
BROOKVILLE CAPITAL PARTNERS
March 27, 2000 - August 10, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
August 6, 1998 - October 21, 1999
F1 TRADING.COM, INC.
June 23, 1995 - July 26, 1996
GOLDIS FINANCIAL GROUP, INC.
April 7, 1994 - May 24, 1995
STUART, COLEMAN & CO., INC.
April 26, 1993 - March 25, 1994
OPPENHEIMER & CO. INC.
March 31, 1992 - April 12, 1993
GRUNTAL & CO., L.L.C.
April 3, 1991 - March 17, 1992
LCP CAPITAL CORP.
October 2, 1989 - February 27, 1991
R.H.DAMON & CO., INC.
May 11, 1989 - September 1, 1989
ROBYNS CAPITAL CORP.
June 20, 1988 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
December 11, 1987 - June 2, 1988
DIVERSIFIED EQUITIES CORP.
December 8, 1986 - November 23, 1987
J. W. GANT & ASSOCIATES, INC.
October 22, 1985 - October 14, 1986
NORBAY SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLSON, CROSS & ALAMO LLC
CRD#: 157249 / SEC#: , 8-68841
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
