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Dennis William Ryan

CRD# 1390854·Registered 1985 - 2015
Previously Registered: Being a previously registered professional could mean that Dennis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dennis William Ryan, who also goes by Dennie William Ryan, was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1985 - 2015. Dennis had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dennie William Ryan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

OLSON, CROSS & ALAMO LLC·CRD# 157249
BD
New York, NY
August 27, 2012 - June 15, 2015
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Melville, NY
January 27, 2009 - April 20, 2011
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Melville, NY
October 24, 2008 - November 17, 2008
DELTA ASSET MANAGEMENT COMPANY, LLC·CRD# 39923
BD
Mineola, NY
March 27, 2000 - August 10, 2004
F1 TRADING.COM, INC.·CRD# 20375
BD
Mineola, NY
August 6, 1998 - October 21, 1999
GOLDIS FINANCIAL GROUP, INC.·CRD# 16444
BD
Garden City, NY
June 23, 1995 - July 26, 1996
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
April 7, 1994 - May 24, 1995
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 26, 1993 - March 25, 1994
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
March 31, 1992 - April 12, 1993
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
April 3, 1991 - March 17, 1992
R.H.DAMON & CO., INC.·CRD# 23091
BD
October 2, 1989 - February 27, 1991
ROBYNS CAPITAL CORP.·CRD# 19980
BD
May 11, 1989 - September 1, 1989
PROFILE INVESTMENTS CORPORATION·CRD# 16478
BD
June 20, 1988 - April 27, 1989
DIVERSIFIED EQUITIES CORP.·CRD# 14248
BD
December 11, 1987 - June 2, 1988
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
December 8, 1986 - November 23, 1987
NORBAY SECURITIES INC.·CRD# 5431
BD
October 22, 1985 - October 14, 1986

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Current Firm

OC
OLSON, CROSS & ALAMO LLC

OLSON, CROSS & ALAMO LLC

CRD#: 157249 / SEC#: 8-68841
BD
Terminated by SEC on 01/15/2016

Contact Information

Established

New York since 02/09/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALAMO, MICHAEL JMANAGING MEMBER, CCO4936449
CROSS, WESLEYMANAGING MEMBER, PRESIDENT5493425
OLSON, JAMES ROBERTMEMBER5907613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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