Neal Frankle

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CRD#: 1390756

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Neal Frankle, CFP®, who also goes by Neal (nmn) Frankle, Neal Nmn Frankle, was a registered financial professional .

Neal is a previously registered financial professional and started their career in finance in 1985. Neal had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Neal (nmn) Frankle | Neal Nmn Frankle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Mr. Frankle runs wealthpilgrim.com,creditpilgrim.com, and MCMHA.org; the websites provide general information about credit, life insurance, and investments. Mr. Frankle is a partner to the ventures. He spends about 2 hours per month devoted to these OBAs. Mr. Frankle will only do an occasional interview from time to time for the venture. 3. Neal is an author of two books: Why Smart People Lose A Fortune, and Money Academy for Couples.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Past

October 1, 2019 - October 3, 2022

NAVALIGN, LLC

RIA

CRD#: 119919

ENCINO, CA

Past

January 3, 2005 - August 24, 2005

FB FINANCIAL LLC

RIA

CRD#: 133324

WOODLAND HILLS, CA

Past

December 29, 2000 - November 4, 2019

WEALTH RESOURCES GROUP

RIA

CRD#: 110131

WESTLAKE VILLAGE, CA

Past

August 28, 2000 - September 30, 2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

December 2, 1994 - August 28, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 5, 1993 - December 2, 1994

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

February 7, 1990 - December 9, 1991

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

September 19, 1989 - February 15, 1990

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

October 8, 1985 - October 10, 1986

O. R. SECURITIES, INC.

CRD#: 10216

Past

July 24, 1985 - October 8, 1985

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVALIGN, LLC

1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

California

Registered Investment Advisory firm - (7/21/2012 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/1996

General Securities Principal Examination

Current Firm

NAVALIGN, LLC

1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

California

Registered Investment Advisory firm - (7/21/2012 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2006 Terminated)

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Contact information

Main Address

15910 Ventura Blvd Suite 1605, Encino, CA 91436

Mailing Address

Phone number

(818) 728-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,845
AUM (Assets Under Management)	$ 655,556,765

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Neal Frankle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FB FINANCIAL LLC

WEALTH RESOURCES GROUP

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LPL FINANCIAL LLC

ASB FINANCIAL SERVICES

ASB FINANCIAL SERVICES

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

O. R. SECURITIES, INC.

WZW FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NAVALIGN, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/1990

Series 7

Date: 9/16/1989

Series 24

Date: 6/26/1996

Current Firm

NAVALIGN, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVALIGN, LLC

TRUST BUT VERIFY

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