Michael H. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Harris Solomon was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2025 - July 11, 2025
CADARET, GRANT & CO., INC.
January 2, 2025 - July 11, 2025
CADARET, GRANT & CO., INC.
May 20, 2024 - December 31, 2024
CADARET, GRANT & CO., INC.
March 31, 1997 - December 31, 2024
CADARET, GRANT & CO., INC.
November 19, 1989 - April 10, 1991
OSAIC WEALTH, INC.
January 26, 1987 - April 8, 1997
OSAIC FS, INC.
June 12, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 20, 1986 - June 26, 1986
CARDELL & ASSOCIATES, INCORPORATED
January 13, 1986 - February 24, 1986
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
