Daniel J. Seidman

SEIDMAN INVESTMENT PORTFOLIOS

VINEYARD HAVEN, MA 02568-6021

CRD#: 1390629

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Professional summary

Daniel Jay Seidman is a registered financial advisor currently at SEIDMAN INVESTMENT PORTFOLIOS located in Vineyard Haven, Massachusetts.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Daniel has worked at 8 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jay Seidman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2012 - Present

SEIDMAN INVESTMENT PORTFOLIOS

Office #1: 23 Mayflower Lane, Vineyard Haven, MA 02568-6021

RIA

CRD#: 106894

VINEYARD HAVEN, MA

Past

July 25, 1996 - December 31, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

July 3, 1991 - March 25, 1992

SHAREMASTER

CRD#: 24019

HEMET, CA

Past

October 31, 1989 - August 13, 1996

TOLUCA PACIFIC SECURITIES CORP.

CRD#: 13875

BURBANK, CA

Past

August 4, 1987 - November 21, 1989

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

July 31, 1986 - August 8, 1987

KENNEDY, CABOT & CO.

CRD#: 2417

Past

September 9, 1985 - June 30, 1986

M.L. STERN & CO., LLC.

CRD#: 8327

Past

July 23, 1985 - August 21, 1985

CFG SECURITIES CORP.

CRD#: 10815

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/21/2023)

IAR

Massachusetts
(6/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/20/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/18/1986

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/1986

General Securities Principal Examination

Current Firm

SEIDMAN INVESTMENT PORTFOLIOS

DANIEL SEIDMAN INSURANCE AGENCY | SEIDMAN INVESTMENT PORTFOLIOS | SEIDMAN DANIEL JAY

CRD#: 106894 / SEC#: 801-32954

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

California

Registered Investment Advisory firm - (5/29/2012 Approved)

Massachusetts

Registered Investment Advisory firm - (6/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

23 Mayflower Lane, Vineyard Haven, MA 02568-6021

Mailing Address

Phone number

(508) 696-0330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 67,392,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel J. Seidman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jay Seidman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

SHAREMASTER

TOLUCA PACIFIC SECURITIES CORP.

ACUMENT SECURITIES, INC.

KENNEDY, CABOT & CO.

M.L. STERN & CO., LLC.

CFG SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/1985

Series 7

Date: 7/20/1985

Series 4

Date: 9/18/1986

Series 24

Date: 9/5/1986

Current Firm

SEIDMAN INVESTMENT PORTFOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEIDMAN INVESTMENT PORTFOLIOS

TRUST BUT VERIFY

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