Whitfield C. Wannamaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Whitfield Claude Wannamaker, who also goes by Whitfield C Wannamaker, was a registered financial professional .
Whitfield is a previously registered financial professional and started their career in finance in 1986. Whitfield had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2008 - March 22, 2024
ABSOLUTE INVESTMENT ADVISERS, LLC
September 27, 2006 - December 14, 2022
FORESIDE FUND SERVICES, LLC
May 18, 2000 - September 18, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
June 4, 1998 - February 4, 1999
FORESIDE FUNDS DISTRIBUTORS LLC
June 24, 1994 - December 31, 1997
WM FUND SERVICES, INC.
November 28, 1986 - September 26, 1994
KEMPER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ABSOLUTE INVESTMENT ADVISERS, LLC
CRD#: 132436 / SEC#: 801-63488
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABSOLUTE INVESTMENT ADVISERS, LLC
CRD#: 132436 / SEC#: 801-63488
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,778,812,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
