Howard K. Bos

RICHMOND CAPITAL MANAGEMENT

RICHMOND, VA 23230

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CRD#: 1390430

Professional summary

Howard Kyger Bos is a registered financial advisor currently at RICHMOND CAPITAL MANAGEMENT INC located in Richmond, Virginia.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Howard has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TREASURER OF D&B RICHMOND LLC, A LIMITED LIABILITY COMPANY THAT INVESTS IN REAL ESTATE. LLC WAS STARTED 7/2000 AND THE ADDRESS IS 10301 CHEROKEE RD RICHMOND, VA 23235. DEVOTE APPROXIMATELY 4 HOURS PER MONTH TO THE LLC NONE OF WHICH IS CONDUCTED DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Kyger Bos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 1999 - Present

RICHMOND CAPITAL MANAGEMENT INC

Office #1: 1509a Belleville St., Richmond, VA 23230

RIA

CRD#: 104636

RICHMOND, VA

Past

November 9, 1998 - April 27, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

June 2, 1997 - November 9, 1998

KEY CAPITAL MARKETS, INC.

CRD#: 39832

CLEVELAND, OH

Past

January 1, 1992 - June 4, 1997

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

May 8, 1986 - January 1, 1992

SOVRAN INVESTMENT CORPORATION

CRD#: 16441

Past

July 23, 1985 - December 16, 1985

BSI HOLDINGS, INC.

CRD#: 13751

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHMOND CAPITAL MANAGEMENT INC

CRD#: 104636 / SEC#: 801-17534

RIA

Registered Investment Advisory firm - (9/2/1982 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/11/2003)

IAR

Virginia
(10/14/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

RICHMOND CAPITAL MANAGEMENT INC

CRD#: 104636 / SEC#: 801-17534

RIA

Registered Investment Advisory firm - (9/2/1982 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2003 Terminated)

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Contact information

Main Address

1509a Belleville Street, Richmond, VA 23230

Mailing Address

Phone number

(804) 379-8280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCM PART 2A SUMMARY OF MATERIAL CHANGES (3/17/2025)

RCM PART 2A OF FORM ADV (3/17/2025)

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 6,139,393,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Howard K. Bos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Kyger Bos's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYBANC CAPITAL MARKETS INC.

KEY CAPITAL MARKETS, INC.

BANC OF AMERICA SECURITIES LLC

SOVRAN INVESTMENT CORPORATION

BSI HOLDINGS, INC.

Primary Firm SEC Registration

RICHMOND CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1999

Series 63

Date: 8/1/1985

Series 3

Date: 7/23/1990

Series 7

Date: 7/20/1985

Current Firm

RICHMOND CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHMOND CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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