Alexander G. Campbell

A.G. CAMPBELL ADVISORY

BALTIMORE, MD 21230

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CRD#: 1390349

Professional summary

Alexander Gould Campbell III, AIF®, who also goes by Zandy Campbell, is a registered financial advisor currently at A.G. CAMPBELL ADVISORY, LLC located in Baltimore, Maryland.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Alexander has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zandy Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAMPBELL IS MANAGING PARTNER OF AG CAMPBELL ADVISORY, LLC A REGISTERED INVESTMENT ADVISOR FIRM. CAMPBELL HAS A CONSULTING AGREEMENT WITH DM MANAGEMENT. INVESTMENT-RELATED?: YES ADDRESS: 1355 GREENWOOD CLIFF, SUITE 150, CHARLOTTE, NC 28204 RELATIONSHIP: HE PROVIDES PERIODIC ADVISE ON BUSINESS MATTERS INVOLVING A PORTFOLIO MANAGER. HOURS: LESS THAN 5 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Gould Campbell III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 7, 2012 - Present

A.G. CAMPBELL ADVISORY, LLC

Office #1: 190 W. Ostend Street Suite 200, Baltimore, MD 21230

RIA

CRD#: 162150

BALTIMORE, MD

Past

May 22, 2012 - January 3, 2017

REALTA EQUITIES, INC.

CRD#: 23769

BALTIMORE, MD

Past

September 21, 2009 - March 7, 2012

TEMENOS ADVISORY, INC.

RIA

CRD#: 108458

LITCHFIELD, CT

Past

September 18, 2009 - March 8, 2012

FAIRPORT CAPITAL, INC.

CRD#: 15034

SCOTTSDALE, AZ

Past

October 24, 2003 - September 21, 2009

BROWN ADVISORY SECURITIES, LLC

RIA

CRD#: 120736

BALTIMORE, MD

Past

October 24, 2003 - September 21, 2009

BROWN ADVISORY SECURITIES, LLC

CRD#: 120736

BALTIMORE, MD

Past

August 27, 1999 - October 28, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LUTHERVILLE, MD

Past

August 6, 1999 - October 28, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 1, 1997 - August 29, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

September 24, 1985 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A.G. CAMPBELL ADVISORY, LLC

CRD#: 162150 / SEC#: 801-80616

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

Florida

Registered Investment Advisory firm - (11/7/2013 Terminated)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

Illinois

Registered Investment Advisory firm - (12/3/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (12/10/2014 Terminated)

Maryland

Registered Investment Advisory firm - (12/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(8/21/2012)

IAR

Maryland
(3/27/2012)

IAR

Virginia
(6/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/13/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 12/19/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Current Firm

A.G. CAMPBELL ADVISORY, LLC

CRD#: 162150 / SEC#: 801-80616

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

Florida

Registered Investment Advisory firm - (11/7/2013 Terminated)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

Illinois

Registered Investment Advisory firm - (12/3/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (12/10/2014 Terminated)

Maryland

Registered Investment Advisory firm - (12/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2014 Terminated)

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Contact information

Main Address

190 W. Ostend Street Suite 200, Baltimore, MD 21230

Mailing Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Phone number

(410) 779-1239

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

A.G. CAMPBELL ADVISORY, LLC FIRM BROCHURE ADV PART 2A (3/16/2025)

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 345,011,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander G. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Gould Campbell III's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

TEMENOS ADVISORY, INC.

FAIRPORT CAPITAL, INC.

BROWN ADVISORY SECURITIES, LLC

BROWN ADVISORY SECURITIES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

A.G. CAMPBELL ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1993

Series 63

Date: 10/2/1985

SIE

Date: 1/3/2017

Series 3

Date: 8/13/2012

Series 31

Date: 12/19/2000

Series 7

Date: 9/21/1985

Current Firm

A.G. CAMPBELL ADVISORY, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A.G. CAMPBELL ADVISORY, LLC

TRUST BUT VERIFY

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