John M. Coughlin

COUGHLIN FINANCIAL SERVICES

Larchmont, NY 10538

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CRD#: 1390283

Professional summary

John Mead Coughlin JR, CFP®, who also goes by John Mead Coughlin, John M Couglin Jr, is a registered financial advisor currently at COUGHLIN FINANCIAL SERVICES, INC. located in Larchmont, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Mead Coughlin | John M Couglin Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kaylo Realty, LLC; Not Investment Related; Start Date: 04/01/2004; 4 hours per month ( 0 hrs during trading hours); Larchmont, NY; Owner; Commercial Real Estate; Overseeing management of a small office building that is the home of Coughlin Financial Services, Inc. There are several additional tenants.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mead Coughlin JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 23, 2021 - Present

COUGHLIN FINANCIAL SERVICES, INC.

Office #1: 178 Myrtle Boulevard, Larchmont, NY 10538

RIA

CRD#: 120511

Larchmont, NY

Past

May 17, 2000 - August 12, 2002

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

July 23, 1997 - March 8, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 9, 1995 - October 1, 1996

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

August 15, 1994 - December 16, 1994

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

August 2, 1993 - August 22, 1994

ROTHSCHILD LIEBERMAN LLC

CRD#: 10030

NEW YORK, NY

Past

April 30, 1990 - October 7, 1991

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

September 29, 1987 - May 9, 1990

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

August 20, 1985 - October 15, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COUGHLIN FINANCIAL SERVICES, INC.

CRD#: 120511 / SEC#: 801-113211

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Current Firm

COUGHLIN FINANCIAL SERVICES, INC.

CRD#: 120511 / SEC#: 801-113211

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

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Contact information

Main Address

178 Myrtle Boulevard, Larchmont, NY 10538

Mailing Address

Phone number

(914) 833-4901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COUGHLIN FINANCIAL SERVICES, INC. ADV PART II (3/29/2024)

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 35,217,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Coughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mead Coughlin JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

CETERA WEALTH SERVICES, LLC

FIRST NEW YORK SECURITIES L.L.C.

SCHONFELD SECURITIES, LLC

ROTHSCHILD LIEBERMAN LLC

PERSHING LLC

CIBC WORLD MARKETS CORP.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

COUGHLIN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/1985

Series 7

Date: 8/17/1985

Current Firm

COUGHLIN FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COUGHLIN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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