Dawn S. Buchan

Some features on this profile are disabled

CRD#: 1390265

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dawn Sophie Buchan, who also goes by Dawn Vonsydow, was a registered financial professional .

Dawn is a previously registered financial professional and started their career in finance in 1986. Dawn had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dawn Vonsydow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2017 - December 8, 2021

BUCKLEY WEALTH MANAGEMENT, LLC

RIA

CRD#: 285823

LAS VEGAS, NV

Past

June 1, 2009 - February 23, 2017

MORGAN STANLEY

RIA

CRD#: 149777

LAS VEGAS, NV

Past

June 1, 2009 - February 23, 2017

MORGAN STANLEY

CRD#: 149777

LAS VEGAS, NV

Past

October 3, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LAS VEGAS, NV

Past

October 3, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LAS VEGAS, NV

Past

April 2, 2007 - October 10, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LAS VEGAS, NV

Past

April 2, 2007 - October 10, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

LAS VEGAS, NV

Past

November 6, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LAS VEGAS, NV

Past

October 24, 1988 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LAS VEGAS, NV

Past

July 23, 1986 - September 11, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

BUCKLEY WEALTH MANAGEMENT, LLC | BWM, LLC

CRD#: 285823 / SEC#: 801-109016

RIA

Registered Investment Advisory firm - (2/17/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10100 West Charleston Blvd. #213, Las Vegas, NV 89135-5001

Mailing Address

Phone number

(702) 805-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	594
AUM (Assets Under Management)	$ 583,151,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dawn S. Buchan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BUCKLEY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/1986

SIE

Date: 2/23/2017

Series 7

Date: 7/19/1986

Current Firm

BUCKLEY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUCKLEY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors