Lourdes E. Cravello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lourdes Elizabeth Cravello, who also goes by Lourdes Elizabeth Salas, was a registered financial professional .
Lourdes is a previously registered financial professional and started their career in finance in 1985. Lourdes had worked at 4 firms and has passed the Series 99TO, SIE, Series 7, Series 3, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2018 - May 20, 2025
SABADELL SECURITIES USA, INC.
January 27, 1992 - March 3, 1992
EQIS SECURITIES, LLC
February 14, 1989 - April 22, 1991
PRUDENTIAL EQUITY GROUP, LLC
July 25, 1985 - February 13, 1989
AMERIFIRST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SABADELL SECURITIES USA, INC.
CRD#: 148137 / SEC#: 801-71763, 8-67975
Contact information
FINRA licenses (9 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO SABADELL, SA | PARENT | |
| DINAMARCA, RUBEN ANDRES | COO | 6201999 |
| FERNANDEZ, JULIAN VALENTIN | DIRECTOR | 6138371 |
| LABISTE, VIRGINIA | PRESIDENT/ CEO | 5654675 |
| RODRIGUEZ, GLORIA M | CCO | 5179878 |
| SINGER, STEVEN FREDERIC | FINOP/ CFO | 2360737 |
| TORRAS, JORDI | MEMBER OF BOARD OF DIRECTORS | 6547780 |
| VILLOLDO, JORGE PATRICK | DIRECTOR | 4370481 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.