Kenneth J. Brachfeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth James Brachfeld was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2019 - November 3, 2021
NS CAPITAL, LLC
September 29, 2016 - December 31, 2018
NS CAPITAL, LLC
June 16, 1999 - March 18, 2002
WEST SIDE CAPITAL, LLC
October 29, 1990 - March 19, 1999
HILLIARD FARBER SECURITIES CORP.
October 29, 1990 - March 19, 1999
DEALERWEB LLC
August 2, 1989 - July 18, 1990
MORGAN STANLEY MARKET PRODUCTS INC.
August 2, 1989 - July 18, 1990
MORGAN STANLEY & CO. LLC
September 24, 1986 - August 14, 1989
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NS CAPITAL, LLC
CRD#: 149905 / SEC#: 801-113496
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 368 |
| AUM (Assets Under Management) | $ 296,676,990 |
Red Flags
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