Lisa M. Moscaret-burr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Marie Moscaret-burr, who also goes by Lisa Marie Hendricks, Lisa Moscaret Hendricks, Lisa Marie Moscaret, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1985. Lisa had worked at 3 firms and has passed the Series 22 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2002 - February 18, 2014
VWM INSURANCE SERVICES, LLC
August 5, 1988 - December 22, 2000
FIRST SIERRA INVESTMENT COMPANY, INC.
August 9, 1985 - September 23, 1988
HIGHLANDS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VWM INSURANCE SERVICES, LLC
CRD#: 104248 / SEC#: , 8-52714
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BURR, CURTIS ALLEN | MEMBER | 1236942 |
| MAHONEY, GERALYNE | MEMBER | 4223298 |
| MAYER, STEPHEN DAVID | MEMBER | 4223255 |
| MIHELICH, MAUREEN T | MEMBER | 4223328 |
| PILGER, HENRY BURL | MEMBER | 3030942 |
| AMSTER, CAROLYN | MEMBER | |
| AVRIL, RICHARD D | MEMBER | |
| AZARY, DENNIS MICHAEL | CHIEF COMPLIANCE OFFICER/FINOP/CHIEF EXECUTIVE OFFICER | 2384263 |
| BELLUCCI, RICHARD | MEMBER | |
| COPE, ANDREA | MEMBER | |
| GASKIN, JENISE M. | MEMBER | |
| GUNN, RICHARD K. | MEMBER | |
| HARRIS, SUSAN | MEMBER | |
| KNIGHT, JAMES MICHAEL | MEMBER | |
| LEIBOWITZ, PHILLIP | MEMBER | |
| LOVELESS, MARK | MEMBER | |
| MURRAY, SANDY G. | MEMBER | |
| PETRAY, JAMES PETER | MEMBER | |
| SCHULTZ, DOUGLAS | MEMBER | |
| SPECTOR, JEROME BARRY | MEMBER | |
| TAYLOR, SCOTT | MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
