David Dempsey
Professional summary
David Dempsey is a registered financial professional currently at BENTLEY SECURITIES CORPORATION located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 1992 - Present
BENTLEY SECURITIES CORPORATION
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022July 16, 2001 - December 13, 2001
CROWN INVESTMENT BANKING, INC.
April 25, 1989 - July 17, 1990
DB ALEX. BROWN LLC
March 24, 1987 - March 1, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
