John Patrick King
Professional Summary
John Patrick King is a registered financial advisor currently at OPTIMX SECURITIES LLC located in Westport, Connecticut. John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 14 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIMX SECURITIES LLC | SURFTRADE LLC
Contact Information
Main Address
101 Franklin Street Suite 4, Westport, CT 06880Mailing Address
101 Franklin Street Suite 4, Westport, CT 06880Phone Number
(310) 907-6370Established
Nevada since 12/01/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/4/2025)
(7/23/2025)
(7/23/2025)
(7/24/2025)
(10/16/2025)
(7/23/2025)
(8/12/2025)
(8/7/2025)
(8/17/2025)
(7/24/2025)
(7/24/2025)
(4/8/2026)
(7/24/2025)
(7/23/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Patrick King's CRS (Customer Relationship Summary).
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