Kathleen M. Mcgee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Mary Mcgee was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1985. Kathleen had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 1989 - January 17, 1990
J F LOWE & COMPANY INCORPORATED
June 21, 1989 - July 5, 1989
YAEGER SECURITIES, INC.
April 13, 1989 - May 17, 1989
BAGLEY SECURITIES, INC.
May 5, 1988 - February 27, 1989
POWER SECURITIES CORPORATION
October 16, 1987 - May 6, 1988
HAMPTON SECURITIES, INC.
September 29, 1986 - October 28, 1987
BLINDER, ROBINSON & CO., INC.
July 24, 1985 - September 23, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
J F LOWE & COMPANY INCORPORATED
CRD#: 11830 / SEC#: , 8-23746
Contact information
Documents
Red Flags
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