Ronald H. Posyton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Henry Posyton, who also goes by Ronald Henry Posyton, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 12 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2013 - November 14, 2013
ROSENBLATT SECURITIES INC.
April 25, 2012 - September 7, 2012
NORTHEAST SECURITIES, LLC
October 20, 2011 - May 15, 2012
GCFA SECURITIES, LLC
October 4, 2010 - September 2, 2011
BUCKMAN, BUCKMAN & REID, INC.
May 6, 2010 - August 23, 2010
BGC FINANCIAL, L.P.
October 20, 2009 - May 3, 2010
GENESIS SECURITIES, LLC
December 3, 2008 - January 2, 2009
AMERIVEST PARTNERS, LLC
April 30, 2002 - June 27, 2008
PALI CAPITAL, INC.
October 17, 1997 - April 30, 2002
PALI CAPITAL, LLC
August 15, 1989 - July 11, 1990
INDEX SECURITIES, INC.
January 14, 1987 - September 2, 1987
PRUDENTIAL EQUITY GROUP, LLC
July 23, 1985 - January 2, 1987
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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