Sherry A. Hardin

CLARUS WEALTH ADVISORS

Peoria, AZ 85381

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CRD#: 1388895

Professional summary

Sherry Ann Hardin, CFP®, who also goes by Sherry Ann Allen, is a registered financial advisor currently at CLARUS WEALTH ADVISORS, LLC located in Peoria, Arizona and PRIVATE CLIENT SERVICES, LLC located in Peoria, Arizona.

Sherry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sherry has worked at 12 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sherry Ann Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bell and Associates- Ash Brokerage Insurance. Insurance Sales. Insurance for Clients. 1 hr/mo; 0 during trading hrs. 2) C&H AZ Properties. 9125 W Thunderbird Rd, Suite 100, Peoria, AZ Ownership of property at 9125 W Thunderbird Rd, Suite 100, Peoria, AZ 85381. Review monthly balance sheet and P&L. 1 hr/mo; 0 during trading hrs. 3) Hardin Financial Services. 9125 W Thunderbird Rd, Suite 100, Peoria, AZ 85381. Tax preparation and planning. Owner. 4) Clarus Wealth Advisors. 9125 W Thunderbird Rd, Peoria, AZ 85381. RIA. 5) Nexus Tax Solutions. 9125 W Thunderbird Rd, Suite 100, Peoria, AZ 85381. Tax preparation and planning. Meet with clients and prepare tax returns. 60 hrs/mo; 45 during trading hrs. Non-investment related. 6) Arrowhead Republican Women. PO Box 1998 Sun City AZ 85372. Social organization based on presenting political candidates to learn their platforms. Duties: Financial Review Committee: At least two members to perform an annual financial review to the executive board or as needed. 1 hour/month, zero during trading hours. Not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherry Ann Hardin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 28, 2016 - Present

CLARUS WEALTH ADVISORS, LLC

Office #1: 9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381

RIA

CRD#: 281160

Peoria, AZ

Current

October 31, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381

RIA

CRD#: 120222

Peoria, AZ

Past

August 29, 2017 - November 7, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Peoria, AZ

Past

August 21, 2009 - August 30, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

PEORIA, AZ

Past

August 21, 2009 - August 30, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

PEORIA, AZ

Past

January 4, 2005 - August 25, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

PEORIA, AZ

Past

January 22, 2004 - August 24, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

PEORIA, AZ

Past

January 5, 2004 - August 24, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

PEORIA, AZ

Past

July 31, 2001 - December 31, 2003

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Past

November 16, 2000 - March 21, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 29, 1999 - October 4, 2000

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

October 26, 1998 - June 10, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

August 1, 1985 - January 6, 1986

CFG SECURITIES CORP.

CRD#: 10815

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARUS WEALTH ADVISORS, LLC

CRD#: 281160 / SEC#: 801-110156

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(3/28/2016)

Arizona
(10/31/2023)

California
(1/2/2025)

Colorado
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/1998

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 8/19/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CLARUS WEALTH ADVISORS, LLC

CRD#: 281160 / SEC#: 801-110156

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

Arizona

Registered Investment Advisory firm - (3/23/2017 Terminated)

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Contact information

Main Address

9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381

Mailing Address

Phone number

(623) 583-6840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B 2025 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	918
AUM (Assets Under Management)	$ 256,942,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sherry A. Hardin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherry Ann Hardin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

CROWN CAPITAL SECURITIES, L.P.

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

C. J. M. PLANNING CORP.

CHARLES SCHWAB & CO., INC.

LEGEND EQUITIES CORPORATION

NEW ENGLAND SECURITIES

CFG SECURITIES CORP.

Primary Firm SEC Registration

CLARUS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2004

Series 63

Date: 10/30/1998

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2000

Series 6

Date: 10/23/1998

Series 22

Date: 8/19/1985

Series 24

Date: 9/10/2007

FINRA

Current Firm

CLARUS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARUS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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