Ronald R. Case
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Robert Case, who also goes by Ron Case, was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1986. Ronald had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2002 - August 18, 2003
PACIFIC WEST FINANCIAL CONSULTANTS INC
October 30, 2001 - August 18, 2003
PACIFIC WEST SECURITIES, INC.
August 26, 1998 - July 25, 2001
HIMCO DISTRIBUTION SERVICES COMPANY
June 3, 1994 - August 6, 1998
ENERIC FINANCIAL SERVICES, INC.
November 3, 1992 - June 21, 1994
INTERPACIFIC INVESTORS SERVICES, INC.
November 19, 1989 - May 1, 1992
OSAIC WEALTH, INC.
June 24, 1987 - March 21, 1997
1717 CAPITAL MANAGEMENT COMPANY
January 24, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 22, 1986 - January 24, 1986
LOWRY FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC WEST FINANCIAL CONSULTANTS INC
CRD#: 108728 / SEC#: 801-55508
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
