William F. Kirincich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Kirincich was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2004 - February 22, 2005
GUZMAN & COMPANY
January 2, 2003 - February 19, 2003
A.B. WATLEY, INC.
June 20, 1995 - October 9, 2000
SHARPE CAPITAL, INC.
March 6, 1991 - June 5, 1995
HILL THOMPSON MAGID & CO., INC.
May 8, 1989 - March 19, 1990
REICH & CO., INC.
June 17, 1988 - April 24, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
February 23, 1987 - March 30, 1988
HILL THOMPSON MAGID & CO., INC.
October 22, 1985 - March 21, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
GUZMAN & COMPANY
CRD#: 21013 / SEC#: , 8-38646
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
