Nicholas C. Maida
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Charles Maida was a registered financial advisor .
Nicholas is a previously registered financial advisor and started their career in finance in 1985. Nicholas had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2009 - July 25, 2013
LEGACY SQUARED, LLC
May 22, 2008 - June 17, 2009
ELITE CAPITAL MANAGEMENT GROUP, LLC
January 4, 2006 - May 22, 2008
MSI FINANCIAL SERVICES, INC.
March 26, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 26, 2003 - May 22, 2008
MSI FINANCIAL SERVICES, INC.
June 16, 1997 - March 21, 2003
MML INVESTORS SERVICES, LLC
January 9, 1989 - March 21, 2003
MML INVESTORS SERVICES, LLC
July 24, 1985 - January 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LEGACY SQUARED, LLC
CRD#: 149585 / SEC#:
Contact information
Red Flags
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