Richard B. Manchester
Professional summary
Richard Byers Manchester was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Richard had worked at 9 firms, which includes WAVE WEALTH MANAGEMENT LLC, GIRARD SECURITIES INC., WILLIAM JORDAN INVESTMENTS INC., SENTRA SECURITIES CORPORATION, SII INVESTMENTS INC., OSAIC WEALTH INC., CETERA WEALTH SERVICES LLC, BROOKLIGHT PLACE SECURITIES INC., PRUCO SECURITIES LLC..
Question & Answer
Aliases
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2006 - January 26, 2011
WAVE WEALTH MANAGEMENT LLC
July 15, 2004 - December 31, 2010
GIRARD SECURITIES, INC.
October 6, 2003 - December 31, 2004
WILLIAM JORDAN INVESTMENTS, INC.
July 2, 2001 - July 16, 2004
SENTRA SECURITIES CORPORATION
November 7, 1996 - July 5, 2001
SII INVESTMENTS, INC.
August 22, 1994 - November 6, 1996
OSAIC WEALTH, INC.
August 27, 1992 - September 6, 1994
CETERA WEALTH SERVICES, LLC
January 18, 1990 - August 18, 1992
BROOKLIGHT PLACE SECURITIES, INC.
May 9, 1988 - August 18, 1992
BROOKLIGHT PLACE SECURITIES, INC.
July 10, 1985 - January 11, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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