Kenneth Butschek
Professional summary
Kenneth Butschek was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Kenneth had worked at 4 firms, which includes CONCOURSE FINANCIAL GROUP SECURITIES INC., SECURITIES MANAGEMENT & RESEARCH INC., CONSECO FINANCIAL SERVICES INC., SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2004 - February 15, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 24, 1987 - March 16, 2004
SECURITIES MANAGEMENT & RESEARCH, INC.
July 3, 1986 - May 2, 1987
CONSECO FINANCIAL SERVICES, INC.
September 30, 1985 - July 3, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
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