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Robert John Reby

Robert J. Reby

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CRD#: 1388157
Robert John Reby

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert John Reby, CFP®, who also goes by Bob Reby, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 24 exams.

Biography

Bob founded Reby Advisors shortly after he graduated college. It was important for him to pursue his dreams and passion for personal finance by helping other people pursue financial stability. He is active in numerous professional organizations including The World Presidents’ Organization. Outside the office and the world of personal finance, he lives in Palm Beach Gardens, Florida with his wife, Mary. He is also an avid golfer and tennis player. He has earned a national final ranking as high as 30th in the United States Tennis Association in the Senior Division.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Reby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

March 2, 2021 - September 13, 2021

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

March 1, 2021 - December 31, 2025

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
DANBURY, CT
Past

March 1, 2021 - September 11, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
DANBURY, CT
Past

May 8, 2012 - March 3, 2021

TRIAD ADVISORS LLC

BD
CRD#: 25803
DANBURY, CT
Past

January 4, 2001 - May 11, 2012

OSAIC WEALTH, INC.

BD
CRD#: 23131
DANBURY, CT
Past

March 3, 2000 - January 2, 2001

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

August 22, 1991 - March 7, 2000

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

April 20, 1990 - August 22, 1991

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

February 7, 1990 - March 1, 2021

REBY ADVISORS, LLC

RIA
CRD#: 126140
DANBURY, CT
Past

July 24, 1985 - April 30, 1990

JONATHAN ALAN & CO., INC.

BD
CRD#: 15914

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 9/15/1988
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 1/3/1986
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/23/1985
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/1988
General Securities Principal Examination

Current Firm

WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Senior Vice President, Financial AdvisorCRD#: 130139

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