Jeffery G. Looney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Glen Looney, who also goes by Jeff Looney, Jeffery G Looney, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1985. Jeffery had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2007 - February 7, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 1, 2007 - February 7, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 27, 2005 - March 13, 2007
PARK AVENUE SECURITIES LLC
November 7, 2002 - March 13, 2007
PARK AVENUE SECURITIES LLC
October 1, 2002 - October 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
July 13, 1992 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 24, 1985 - February 17, 1988
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
