Suzanne L. Chawk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Leigh Chawk, who also goes by Sue Perez, Suzanne Leigh Perez, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1985. Suzanne had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2017 - November 6, 2019
MISSIONSQUARE RETIREMENT
June 24, 2010 - April 20, 2017
MISSIONSQUARE RETIREMENT
October 16, 2008 - November 6, 2019
MISSIONSQUARE WEALTH MANAGEMENT
October 17, 2006 - October 22, 2008
VALIC FINANCIAL ADVISORS, INC.
March 13, 2006 - October 22, 2008
VALIC FINANCIAL ADVISORS, INC.
November 15, 2000 - January 19, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 15, 2000 - January 19, 2006
OSAIC FA, INC.
October 14, 1998 - March 13, 2000
VALIC FINANCIAL ADVISORS, INC.
July 19, 1985 - March 13, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
