Joseph S. Piropato

TOCQUEVILLE ASSET MANAGEMENT LP

New York, NY 10019

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CRD#: 1388062

Professional summary

Joseph S Piropato is a registered financial advisor currently at TOCQUEVILLE ASSET MANAGEMENT LP located in New York, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Joseph has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Piropato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2021 - Present

TOCQUEVILLE ASSET MANAGEMENT LP

Office #1: 40 West 57th Street 19th Floor, New York, NY 10019

RIA

CRD#: 105690

New York, NY

Past

May 3, 1991 - August 1, 1995

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

September 4, 1990 - February 19, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 13, 1989 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

December 10, 1987 - January 16, 1989

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

CRD#: 14152

IRVINE, CA

Past

November 19, 1985 - October 12, 1987

BALIS & ZORN INC.

CRD#: 7711

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOCQUEVILLE ASSET MANAGEMENT LP

CRD#: 105690 / SEC#: 801-36209

RIA

Registered Investment Advisory firm - (4/27/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/1989

General Securities Principal Examination

Current Firm

TOCQUEVILLE ASSET MANAGEMENT LP

CRD#: 105690 / SEC#: 801-36209

RIA

Registered Investment Advisory firm - (4/27/1990 Approved)

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Contact information

Main Address

40 West 57th Street 19th Floor, New York, NY 10019

Mailing Address

Phone number

(212) 698-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOCQUEVILLE ASSET MANAGEMENT LP BROCHURE JUNE 2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	2,440
AUM (Assets Under Management)	$ 9,660,385,107

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
09/27/2024	Cover Page	Report
02/22/2024	Cover Page	Report
03/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph S. Piropato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Piropato's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON, STEPHENS & COMPANY LLC

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

BALIS & ZORN INC.

Primary Firm SEC Registration

TOCQUEVILLE ASSET MANAGEMENT LP

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/1987

Series 7

Date: 11/16/1985

Series 24

Date: 10/2/1989

Current Firm

TOCQUEVILLE ASSET MANAGEMENT LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOCQUEVILLE ASSET MANAGEMENT LP

TRUST BUT VERIFY

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