Jeffrey D. Stadelmann
Professional summary
Jeffrey Douglas Stadelmann was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Jeffrey had worked at 4 firms, which includes WORKMAN SECURITIES CORPORATION, WOODBURY FINANCIAL SERVICES INC., SII INVESTMENTS INC., MML INVESTORS SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1997 - October 29, 2007
WORKMAN SECURITIES CORPORATION
February 13, 1991 - January 19, 2000
WOODBURY FINANCIAL SERVICES, INC.
January 16, 1990 - December 31, 1990
WOODBURY FINANCIAL SERVICES, INC.
March 1, 1988 - March 14, 1988
SII INVESTMENTS, INC.
September 20, 1985 - January 25, 1990
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.