William J. Lundberg

Some features on this profile are disabled

CRD#: 1387846

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William James Lundberg JR, who also goes by Bill Lundberg Jr, Bill Lundberg, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1986. William had worked at 12 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Lundberg Jr | Bill Lundberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 29, 1996 - April 7, 1997

FIRST TITAN FINANCIAL CORP.

CRD#: 39657

ARLINGTON, TX

Past

May 26, 1995 - May 8, 1996

TEXAKOMA FINANCIAL, INC.

CRD#: 16910

PLANO, TX

Past

January 13, 1993 - July 2, 1993

WELLINGTON ASHFORD CAPITAL, INC.

CRD#: 29298

LOUISVILE, CO

Past

April 1, 1992 - December 31, 1992

EDI FINANCIAL, INC.

CRD#: 15699

IRVING, TX

Past

October 1, 1991 - December 17, 1991

LACROIX ALEXANDER FINANCIAL CORP

CRD#: 27705

NEWPORT BEACH, CA

Past

July 20, 1990 - September 25, 1990

TRADEPORTAL SECURITIES, INC.

CRD#: 25001

ALISO VIEJO, CA

Past

January 29, 1990 - June 4, 1990

HORIZON CAPITAL, INCORPORATED

CRD#: 20754

Past

June 27, 1989 - October 27, 1989

FIRM ONE SECURITIES, INCORPORATED

CRD#: 13531

Past

February 7, 1989 - June 13, 1989

U.S. ADVISORS, INC.

CRD#: 10721

Past

July 21, 1987 - November 11, 1988

ESTRADA HINOJOSA & COMPANY, INC.

CRD#: 19299

DALLAS, TX

Past

January 19, 1987 - May 7, 1987

USA SECURITIES, INC.

CRD#: 11004

Past

May 5, 1986 - October 22, 1987

NORTH AMERICA SECURITIES CORPORATION

CRD#: 10548

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 7/3/1985

Direct Participation Programs Representative Examination

Current Firm

FIRST TITAN FINANCIAL CORP.

FIRST TITAN FINANCIAL CORP. | TITAN SECURITIES CORP.

CRD#: 39657 / SEC#: , 8-48784

Cancelled by SEC on 05/01/2013

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Texas since 09/12/1995

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
WOOD, SHAYNE ANTHONY	DIRECT OWNER	2140668
HILEK, DIANE YOUNG	PRESIDENT, SECRETARY & TREASURER, PRINCIPAL, CHIEF COMPLIANCE OFFICER	1573040

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William J. Lundberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TEXAKOMA FINANCIAL, INC.

WELLINGTON ASHFORD CAPITAL, INC.

EDI FINANCIAL, INC.

LACROIX ALEXANDER FINANCIAL CORP

TRADEPORTAL SECURITIES, INC.

HORIZON CAPITAL, INCORPORATED

FIRM ONE SECURITIES, INCORPORATED

U.S. ADVISORS, INC.

ESTRADA HINOJOSA & COMPANY, INC.

USA SECURITIES, INC.

NORTH AMERICA SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/1986

Series 7

Date: 5/16/1987

Series 6

Date: 10/21/1986

Series 22

Date: 7/3/1985

Current Firm

FIRST TITAN FINANCIAL CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST TITAN FINANCIAL CORP.

TRUST BUT VERIFY

Similar Advisors