Julian J. Ruiz

FSP ADVISORS

Rochester, NY 14623

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CRD#: 1387837

Professional summary

Julian Joaquin Ruiz JR, who also goes by Jr Ruiz Jr, is a registered financial advisor currently at FSP ADVISORS, INC. located in Rochester, New York and LEIGH BALDWIN & CO., LLC located in Rochester, New York.

Julian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Julian has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jr Ruiz Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA-PROGRESSIVE MARKETING SERVICES, INC, INSURANCE SALES. WHICH IS IN THE BUSINESS OF HELPING, AGENTS, PLANNERS AND SALES PEOPLE MARKET INSURANCE PRODUCTS. SALE OF INSURANCE AND FIXED ANNUITY PRODUCTS. FINANCIAL SERVICE PARTNERS. 100% OWNER; INVESTMENT RELATED FSP Advisors, Inc. Investment Advisor Representative and owner of RIA investment related 10/2020- JDJ PARTNERS LLC- FAMILY LLC WHICH OWNS RENTAL PROPERTY; 30% OWNER; 1-2 HRS/ MONTH DURING TRADING HOURS. 11/2021- Henrietta Chamber of Commerce; Board Member non investment related; no ownership; 2 hrs/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Joaquin Ruiz JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2021 - Present

FSP ADVISORS, INC.

Office #1: 900 Jefferson Road Suite 301, Rochester, NY 14623

RIA

CRD#: 158482

Rochester, NY

Current

September 29, 2008 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 900 Jefferson Road Ste 301, Rochester, NY 14623

RIA

CRD#: 38751

Rochester, NY

Past

September 10, 2004 - September 30, 2008

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

ROCHESTER, NY

Past

January 15, 1997 - September 30, 2008

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

ROCHESTER, NY

Past

May 21, 1996 - December 30, 1996

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

March 20, 1995 - May 30, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

October 18, 1985 - August 4, 1994

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/24/2024)

Florida
(10/13/2011)

Maryland
(8/18/2023)

Missouri
(7/31/2023)

New York
(9/29/2008)

IAR

New York
(4/16/2021)

Pennsylvania
(4/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/25/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/6/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/5/1989

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FSP ADVISORS, INC.

FINANCIAL SERVICE PARTNERS ADVISORY | RUIZ, JULIAN, JOAQUIN | LEIGH BALDWIN & CO., LLC | FSP ADVISORS, INC.

CRD#: 158482 / SEC#:

New York

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

900 Jefferson Road Suite 301, Rochester, NY 14623-3238

Mailing Address

900 Jefferson Road Suite 301, Rochester, NY 14623

Phone number

(585) 697-2958

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 32,628,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julian J. Ruiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julian Joaquin Ruiz JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

SII INVESTMENTS, INC.

WMA SECURITIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2019

Series 66

Date: 9/25/2018

Series 63

Date: 8/4/1995

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2003

Series 6

Date: 10/16/1985

Series 24

Date: 8/6/2003

Series 26

Date: 9/5/1989

FINRA

Current Firm

FSP ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FSP ADVISORS, INC.

TRUST BUT VERIFY

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