William S. Coleman
Professional summary
William Scott Coleman, who also goes by Scott Coleman, is a registered financial advisor currently at OLIVE BRANCH CAPITAL, LLC located in Olive Branch, Mississippi.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Scott Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2019 - Present
OLIVE BRANCH CAPITAL, LLC
September 17, 2002 - August 23, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 29, 1999 - August 23, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 4, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
February 15, 1991 - January 4, 1999
J.J.B. HILLIARD, W.L. LYONS, LLC
July 30, 1985 - March 15, 1991
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
OLIVE BRANCH CAPITAL, LLC
CRD#: 302094 / SEC#: 801-127490
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2020)
(8/21/2019)
(11/24/2020)
(9/11/2020)
Exams
Current Firm
OLIVE BRANCH CAPITAL, LLC
CRD#: 302094 / SEC#: 801-127490
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 291 |
| AUM (Assets Under Management) | $ 131,034,500 |
Red Flags
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