Sharon M. Ruecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Marie Ruecker, who also goes by Shari M Ruecker, Shari Marie Ruecker, Shari Ruecker, Sharon M Ruecker, Shari Marie Swenholt, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1985. Sharon had worked at 8 firms and has passed the Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2011 - June 30, 2014
EVERLAKE DISTRIBUTORS, LLC
May 12, 2008 - June 2, 2011
ALLSTATE FINANCIAL SERVICES, LLC
November 13, 2003 - May 15, 2008
ALFS, INC.
December 10, 2001 - October 17, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 10, 2001 - October 17, 2003
OSAIC FA, INC.
May 1, 2001 - November 5, 2001
METLIFE INVESTORS DISTRIBUTION COMPANY
May 1, 1996 - May 1, 2001
METLIFE INVESTORS SALES COMPANY
August 8, 1985 - April 26, 1996
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
