Jean P. Stouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Paul Stouse, who also goes by Paul Stouse, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1987. Jean had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - November 19, 2015
THE LEADERS GROUP, INC.
September 29, 2011 - November 6, 2012
NBC SECURITIES, INC.
June 10, 2002 - January 4, 2010
RICE, VOELKER, LLC
June 15, 2000 - June 4, 2002
LECORGNE LOEWENBAUM & CO., LLC
August 2, 1999 - June 15, 2000
LOEWENBAUM & COMPANY INCORPORATED
March 2, 1999 - July 7, 1999
CAPITAL ONE SECURITIES, INC.
March 10, 1989 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
November 25, 1987 - November 9, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
