Constance L. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Constance Lee Gibbs, who also goes by Constance L Gibbs, Constance L. Gibbs, was a registered financial professional .
Constance is a previously registered financial professional and started their career in finance in 1985. Constance had worked at 12 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - December 31, 2011
PACIFIC AMERICAN SECURITIES, LLC
September 23, 2008 - November 10, 2009
BAY WILLOW ADVISERS, LLC
October 10, 2006 - July 6, 2007
PACIFIC AMERICAN SECURITIES, LLC
June 8, 2001 - March 7, 2012
PROFINANCE ASSOCIATES, INC.
May 19, 2000 - October 10, 2000
FINANCIAL SENSE SECURITIES, INC.
November 25, 1999 - February 22, 2001
FIRST GLOBAL SECURITIES, INC.
July 19, 1999 - May 3, 2000
AVANTAX INVESTMENT SERVICES, INC.
January 12, 1998 - July 20, 2012
PACIFIC AMERICAN SECURITIES, LLC
August 8, 1997 - October 31, 1997
GRIFFIN FINANCIAL SERVICES
June 1, 1992 - November 14, 1995
PASADENA FUND SERVICES, INC.
February 25, 1991 - October 20, 1992
ASCHER/DECISION SERVICES, INC.
February 14, 1990 - January 29, 1991
W.J. GALLAGHER & COMPANY, INC.
April 18, 1989 - January 16, 1990
GOLDEN SHAMROCK, INC.
November 4, 1985 - April 27, 1989
FIRST WILSHIRE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/18/2002
Limited Representative-Equity Trader ExamCurrent Firm
PACIFIC AMERICAN SECURITIES, LLC
CRD#: 42999 / SEC#: , 8-50093
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
