Krikor Naccachian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Krikor Naccachian was a registered financial professional .
Krikor is a previously registered financial professional and started their career in finance in 1985. Krikor had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2011 - February 17, 2022
EAGLE STRATEGIES LLC
May 11, 2006 - February 17, 2022
NYLIFE SECURITIES LLC
February 21, 2006 - May 4, 2006
LPL FINANCIAL LLC
June 4, 2003 - May 13, 2005
M HOLDINGS SECURITIES, INC.
June 7, 2002 - October 18, 2002
CAPITAL SUISSE SECURITIES, INC.
January 4, 2001 - March 1, 2002
CAPITAL SUISSE SECURITIES, INC.
February 23, 2000 - January 3, 2001
BROKERAGEAMERICA, LLC
June 9, 1997 - November 1, 1999
POPULAR SECURITIES, LLC
June 7, 1996 - May 1, 1997
MARKETING ONE SECURITIES, INC.
July 21, 1994 - February 15, 1996
AMSOUTH INVESTMENT SERVICES, INC.
August 1, 1991 - June 2, 1994
IFMG SECURITIES, INC.
February 25, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
January 2, 1990 - March 6, 1991
FINANCIAL WEST INVESTMENT GROUP
December 2, 1988 - January 4, 1990
VANGUARD CAPITAL
September 24, 1985 - December 7, 1988
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
