Jimmie D. Canole

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CRD#: 1387483

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jimmie Dean Canole was a registered financial advisor .

Jimmie is a previously registered financial advisor and started their career in finance in 1985. Jimmie had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 2, 2010 - June 22, 2012

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

VIERA, FL

Past

October 20, 2008 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

October 20, 2008 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

MELBOURNE, FL

Past

September 30, 2005 - October 21, 2008

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

VIERA, FL

Past

September 22, 2005 - October 21, 2008

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

VIERA, FL

Past

January 11, 2001 - September 15, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PALM BAY, FL

Past

January 11, 2001 - September 15, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 8, 1989 - January 12, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 10, 1988 - March 22, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 23, 1985 - May 20, 1988

A. G. EDWARDS & SONS, INC.

CRD#: 4

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/18/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/20/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/21/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.	100% OWNER
BEAVER, REGAN ALAN	CHIEF COMPLIANCE OFFICER	4621953
DROZD, MICHAEL MITCHELL	CHIEF INVESTMENT OFFICER	6015178
SCHLESSER, DANIEL JOHN	C.F.O./TRES./C.O.O	1788458

Disclosures

Regulatory Event	15
Arbitration	4
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jimmie D. Canole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2001

Series 63

Date: 8/5/1985

Series 31

Date: 1/18/2006

Series 7

Date: 7/20/1985

Series 10

Date: 5/20/2003

Series 9

Date: 4/21/2003

Current Firm

LASALLE ST SECURITIES, L.L.C.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LASALLE ST SECURITIES, L.L.C.

TRUST BUT VERIFY

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