Linda T. Lauren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda T Lauren, who also goes by Linda M Hootai, Linda Marie Malicana Hootai, Linda Marie Malicom Hootai, Linda Marie Malicono Hootai, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1985. Linda had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2020 - October 14, 2022
SUPREME ALLIANCE LLC
October 16, 2018 - November 30, 2018
IBN FINANCIAL SERVICES, INC.
September 17, 2014 - February 27, 2018
INFINITY FINANCIAL SERVICES
April 7, 2004 - September 5, 2014
LASALLE ST SECURITIES, L.L.C.
January 23, 2001 - April 22, 2004
INVESTACORP, INC.
January 2, 2001 - January 23, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 16, 1996 - January 2, 2001
JWGENESIS SECURITIES, INC.
May 20, 1996 - October 28, 1996
SSI SECURITIES CORP.
April 13, 1994 - May 23, 1996
GRUNTAL & CO., L.L.C.
August 23, 1993 - April 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1991 - August 30, 1993
ADVEST, INC.
December 17, 1990 - May 24, 1991
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 1, 1990 - November 14, 1990
MANCHESTER RHONE SECURITIES CORP.
September 4, 1990 - November 20, 1990
JOSEPHTHAL & CO., INC.
July 24, 1990 - September 10, 1990
OPPENHEIMER & CO. INC.
April 23, 1987 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
July 23, 1985 - April 23, 1987
MONVEST SECURITIES, INC.
Primary Firm SEC Registration
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
Contact information
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
