Julia L. January
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Lynn January, who also goes by Jilie Lynn January, Julie Lynn January, Julie L Lawler, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1987. Julia had worked at 10 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2024 - October 28, 2024
VALMARK ADVISERS, INC.
July 11, 2024 - October 28, 2024
VALMARK SECURITIES, INC.
November 12, 2013 - December 1, 2023
HORNOR, TOWNSEND & KENT, LLC
November 11, 2013 - December 1, 2023
HORNOR, TOWNSEND & KENT, LLC
September 16, 2013 - October 18, 2013
STRATEGIC ADVISERS LLC
June 28, 2013 - October 17, 2013
FIDELITY BROKERAGE SERVICES LLC
June 22, 2011 - June 18, 2013
VALMARK ADVISERS, INC.
April 11, 2007 - June 17, 2013
VALMARK SECURITIES, INC.
July 1, 2005 - March 27, 2007
INVEST FINANCIAL CORPORATION
November 18, 2003 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
October 2, 1991 - April 19, 1994
WELLS FARGO CLEARING SERVICES, LLC
May 14, 1988 - August 8, 1990
LEHMAN BROTHERS INC.
May 21, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
