Michael T. Rossi

GLOBAL ADVISORY PARTNERS

SHERMAN OAKS, TX 75244

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CRD#: 1387015

Professional summary

Michael Todd Rossi is a registered financial advisor currently at GLOBAL ADVISORY PARTNERS, LLC located in Sherman Oaks, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 7 firms and has passed the Series 63, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed to sell insurance. President and minority owner of Advisors Equity Group, LLC. Advisors Equity Group, LLC is the owner of Global Advisory Partners, LLC. 2) ADVISORS EQUITY GROUP; PRESIDENT; INVESTMENT RELATED: YES; 14785 PRESTON ROAD DALLAS TX 75254; AEG WORKS WITH FINANCIAL PROFESSIONALS AND CENTERS OF INFLUENCE HELPING DESIGN FINANCIAL SOLUTIONS FOR THEIR CLIENTS. WE ARE MOSTLY COMPENSATED VIA INSURANCE COMPANIES/BGA'S/IMO'S/FMO'S ETC...WHEN OUR ADVISORS USED THE INSURANCE COMPANIES FIXED LIFE AND ANNUITY PRODUCTS.; I RUN THE DAY TO DAY OPERATIONS INCLUDING OVERSEEING DEPARTMENT HEADS AS WELL AS WORKING CLOSELY WITH THE ADVISORS WHO USE OUR FIRM FOR THEIR CASE DESIGN AND PRODUCT NEEDS; 2019-10-13; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 8; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 80;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Rossi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2021 - Present

GLOBAL ADVISORY PARTNERS, LLC

Office #1: 4201 Spring Valley Rd. Suite 1500, Sherman Oaks, TX 75244

RIA

CRD#: 317228

SHERMAN OAKS, TX

Past

July 13, 2016 - February 18, 2021

SUMMIT WEALTH PARTNERS, LLC

RIA

CRD#: 283648

BOARDMAN, OH

Past

December 13, 2012 - March 29, 2016

SMC ADVISORY NETWORK, LLC

RIA

CRD#: 165389

BOARDMAN, OH

Past

February 13, 2008 - December 31, 2012

CETERA ADVISORS LLC

RIA

CRD#: 10299

BOARDMAN, OH

Past

July 18, 2007 - December 31, 2012

CETERA ADVISORS LLC

CRD#: 10299

BOARDMAN, OH

Past

July 12, 2000 - July 18, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

BOARDMAN, OH

Past

May 1, 1996 - April 19, 2000

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

May 28, 1993 - May 2, 1996

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

July 15, 1991 - December 31, 1992

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

June 5, 1989 - July 15, 1991

FEDERATION FOR FINANCIAL INDEPENDENCE

CRD#: 13355

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/27/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/26/2009

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/27/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GLOBAL ADVISORY PARTNERS, LLC

GLOBAL ADVISORY PARTNER, LLC | GLOBAL ADVISORY PARTNERS, LLC

CRD#: 317228 / SEC#:

Texas

Registered Investment Advisory firm - (11/18/2021 Approved)

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Contact information

Main Address

4201 Spring Valley Rd. Suite 1500, Dallas, TX 75244

Mailing Address

Phone number

(330) 518-3180

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Michael T. Rossi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Rossi's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT WEALTH PARTNERS, LLC

SMC ADVISORY NETWORK, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FEDERATION FOR FINANCIAL INDEPENDENCE

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/2002

Series 6

Date: 4/27/1989

Series 51

Date: 1/26/2009

Series 26

Date: 6/27/2002

Current Firm

GLOBAL ADVISORY PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

GLOBAL ADVISORY PARTNERS, LLC

TRUST BUT VERIFY

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