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Timothy Alan Nitz

ARDENT WEALTH ADVISORY
MIDLOTHIAN, VA
·CRD# 1386947·41 years experience

Professional Summary

Timothy Alan Nitz is a registered financial advisor currently at ARDENT WEALTH ADVISORY, LLC located in Midlothian, Virginia. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

ARDENT WEALTH ADVISORY, LLC·CRD# 284507
RIA
1. 3518 Fox Hurst Drive, Midlothian, VA 231132. 8253 Crown Colony Pkwy. Suite 201, Mechanicsville, VA 23116
September 1, 2016 - Present
CLARIS FINANCIAL, LLC·CRD# 168503
RIA
Glen Allen, VA
January 24, 2014 - August 31, 2016
CLARIS FINANCIAL, LLC·CRD# 168503
RIA
Glen Allen, VA
January 17, 2014 - January 21, 2014
LPL FINANCIAL LLC·CRD# 6413
RIA
Glen Allen, VA
October 2, 2008 - January 15, 2014
LPL FINANCIAL LLC·CRD# 6413
BD
Glen Allen, VA
October 2, 2008 - September 8, 2016
MICG INVESTMENT MANAGEMENT, LLC·CRD# 104028
RIA
Richmond, VA
September 5, 2006 - September 8, 2008
MICG INVESTMENT MANAGEMENT, LLC·CRD# 104028
BD
Richmond, VA
September 6, 2000 - September 8, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 1999 - September 29, 2000
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
January 22, 1999 - October 1, 1999
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
December 1, 1997 - September 25, 1998
FORTH FINANCIAL SECURITIES, CORPORATION·CRD# 14363
BD
Richmond, VA
May 7, 1996 - December 1, 1997
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
July 24, 1985 - May 2, 1996

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Current Firm

AW
ARDENT WEALTH ADVISORY, LLC

ARDENT WEALTH ADVISORY, LLC

CRD#: 284507
Virginia
Registered Investment Advisory firm - Virginia (9/1/2016 Approved)

Contact Information

Main Address

3518 Fox Hurst Drive, Midlothian, VA 23113

Phone Number

(804) 405-3819

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

45

AUM (Assets Under Management)

$24,320,931

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/12/2015 - WEB COMMANDER, LLC - Parent Company of Ardent Wealth Advisory, LLC 10 hours monthly, duties consist of web development and accounting. 2. 8/3/2015: TIMOTHY A. NITZ WEALTH MANAGEMENT - NON-VARIABLE INSURANCE- STARTED 10/01/2008 - 9450 Sir Michael Lane, Mechanicsville, VA 23116 - PINNACLE, AARON ADVANTAGE, PAID AT CARRIER LEVEL AND POTENTIALLY BONUSED AT THE AGENCY LEVEL. NOT THE OWNER OF THESE AGENCIES - 5 HOURS PER MONTH DURING SECURITIES TRADING

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Virginia
(9/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2007About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Nitz's CRS (Customer Relationship Summary).

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