Timothy A. Nitz

ARDENT WEALTH ADVISORY

Midlothian, VA 23113

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CRD#: 1386947

Professional summary

Timothy Alan Nitz is a registered financial advisor currently at ARDENT WEALTH ADVISORY, LLC located in Midlothian, Virginia.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/12/2015 - WEB COMMANDER, LLC - Parent Company of Ardent Wealth Advisory, LLC 10 hours monthly, duties consist of web development and accounting. 2. 8/3/2015: TIMOTHY A. NITZ WEALTH MANAGEMENT - NON-VARIABLE INSURANCE- STARTED 10/01/2008 - 9450 Sir Michael Lane, Mechanicsville, VA 23116 - PINNACLE, AARON ADVANTAGE, PAID AT CARRIER LEVEL AND POTENTIALLY BONUSED AT THE AGENCY LEVEL. NOT THE OWNER OF THESE AGENCIES - 5 HOURS PER MONTH DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Nitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2016 - Present

ARDENT WEALTH ADVISORY, LLC

Office #1: 3518 Fox Hurst Drive, Midlothian, VA 23113Office #2: 8253 Crown Colony Pkwy. Suite 201, Mechanicsville, VA 23116

RIA

CRD#: 284507

Midlothian, VA

Past

January 24, 2014 - August 31, 2016

CLARIS FINANCIAL, LLC

RIA

CRD#: 168503

GLEN ALLEN, VA

Past

January 17, 2014 - January 21, 2014

CLARIS FINANCIAL, LLC

RIA

CRD#: 168503

GLEN ALLEN, VA

Past

October 2, 2008 - January 15, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN ALLEN, VA

Past

October 2, 2008 - September 8, 2016

LPL FINANCIAL LLC

CRD#: 6413

GLEN ALLEN, VA

Past

September 5, 2006 - September 8, 2008

MICG INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104028

RICHMOND, VA

Past

September 6, 2000 - September 8, 2008

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

RICHMOND, VA

Past

October 1, 1999 - September 29, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 22, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

December 1, 1997 - September 25, 1998

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

May 7, 1996 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

July 24, 1985 - May 2, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/25/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Current Firm

ARDENT WEALTH ADVISORY, LLC

CRD#: 284507 / SEC#:

Virginia

Registered Investment Advisory firm - (9/1/2016 Approved)

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Contact information

Main Address

3518 Fox Hurst Drive, Midlothian, VA 23113

Mailing Address

Phone number

(804) 405-3819

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 19,656,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy A. Nitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Nitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARIS FINANCIAL, LLC

CLARIS FINANCIAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MICG INVESTMENT MANAGEMENT, LLC

MICG INVESTMENT MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2006

Series 63

Date: 8/6/1985

SIE

Date: 9/8/2016

Series 31

Date: 10/25/2007

Series 7

Date: 7/20/1985

Current Firm

ARDENT WEALTH ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARDENT WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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