Barbara A. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Donohue, who also goes by Barbara Bellavita, Barbara Ann Donahue, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1986. Barbara had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 53, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2006 - June 24, 2020
KOVACK SECURITIES INC.
December 14, 2001 - May 23, 2006
SECURITIES AMERICA, INC.
June 23, 2000 - January 4, 2002
DIME SECURITIES, INC.
May 7, 1996 - June 1, 2000
DIME SECURITIES, INC.
April 18, 1994 - April 30, 1996
JANNEY MONTGOMERY SCOTT LLC
January 28, 1994 - April 7, 1994
DUNHILL EQUITIES, INC.
August 31, 1993 - January 17, 1994
WELLS FARGO CLEARING SERVICES, LLC
January 4, 1993 - September 8, 1993
MCLEOD & COMPANY, INC.
January 30, 1992 - February 10, 1992
PRUDENTIAL EQUITY GROUP, LLC
July 22, 1991 - January 30, 1992
LADENBURG THALMANN & CO. INC.
August 25, 1989 - July 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 2, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
April 28, 1988 - June 28, 1988
SALOMON BROTHERS INC.
November 21, 1986 - March 23, 1988
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/27/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
