Sheila Hanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Hanley was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1990. Sheila had worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - December 31, 2013
TEMPLENABOE EMERGING MARKETS
April 20, 2006 - March 18, 2008
NEUBERGER BERMAN BD LLC
March 28, 2006 - March 18, 2008
NEUBERGER BERMAN BD LLC
October 8, 1992 - July 13, 2000
INVESCO CAPITAL MARKETS, INC.
July 6, 1990 - July 6, 1992
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLENABOE EMERGING MARKETS
CRD#: 152851 / SEC#:
Contact information
Red Flags
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