Dave M. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dave Myron Mccoy, who also goes by Dave Myron Jmccoy, David Myron Mccoy, was a registered financial professional .
Dave is a previously registered financial professional and started their career in finance in 1985. Dave had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2015 - March 3, 2024
FREEDOM CAPITAL ADVISORS INC
August 13, 2008 - April 6, 2011
BROOKSTONE SECURITIES, INC.
January 1, 2006 - September 4, 2008
NATIONAL SECURITIES CORPORATION
March 18, 2002 - July 20, 2005
GUNNALLEN FINANCIAL, INC
August 21, 1992 - March 25, 2002
FIRST MONTAUK SECURITIES CORP.
October 28, 1991 - September 23, 1992
CHELSEA STREET SECURITIES, INC.
October 12, 1990 - November 1, 1991
BILTMORE SECURITIES, INC.
July 23, 1985 - October 15, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM CAPITAL ADVISORS INC
CRD#: 161355 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 36,000,000 |
Red Flags
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